New York | London

THE SHIPKEVITCH LAW FIRM PLLC | attorneys and counsellors at law since 2004

FINRA and IIROC warn about leveraged and inverse ETFs

Felix Shipkevich - June 11, 2009

FINRA and IIROC remind firms of their sales practice obligations with regards to leveraged and inverse ETFs. ETFs that are designed to achieve investment objectives on a daily basis may not be suitable for many investors, and should not be marketed as if they were designed to positively or negatively track an underlying index or benchmark over a longer period of time.

This website uses IntenseDebate comments, but they are not currently loaded because either your browser doesn't support JavaScript, or they didn't load fast enough.

Leave a Comment

Comment:

Anti-Spam Protection by WP-SpamFree