New York | London

THE SHIPKEVITCH LAW FIRM PLLC | attorneys and counsellors at law since 2004

Prohibition of loans by commodity pools to CPOs and affiliates

Felix Shipkevich - May 27, 2009

NFA Compliance Rule 2-45 prohibits direct or indirect loans or any advance of pool assets between a pool and its CPO or any other affiliated person or entity, though participants, including a CPO’s principal, may barrow against their equity interests in a pool. Exemptions are to be handled on a case by case basis.

This website uses IntenseDebate comments, but they are not currently loaded because either your browser doesn't support JavaScript, or they didn't load fast enough.

Leave a Comment

Comment:

Anti-Spam Protection by WP-SpamFree